0000950133-01-502978.txt : 20011030 0000950133-01-502978.hdr.sgml : 20011030 ACCESSION NUMBER: 0000950133-01-502978 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011026 GROUP MEMBERS: VENTURETEC, INC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDLI PETER CENTRAL INDEX KEY: 0001008317 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: FREIGUT STRASSE 5 STREET 2: 8002 ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 MAIL ADDRESS: STREET 1: FREIGUT STRASSE 5 STREET 2: 8002 ZURICH CITY: SWITZERLAND STATE: V8 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: E CENTIVES INC CENTRAL INDEX KEY: 0001092283 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 521988332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60407 FILM NUMBER: 1767555 BUSINESS ADDRESS: STREET 1: 6901 ROCKLEDGE DRIVE STREET 2: 7TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20617 BUSINESS PHONE: 3015646700 MAIL ADDRESS: STREET 1: 8903 ROCKLEDGE DRIVE STREET 2: SUITE 1200 CITY: BETHESDA STATE: MD ZIP: 20617 SC 13G/A 1 w54262sc13ga.txt STATEMENT OF ACQUISITION, AMENDMENT #1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)(1) E-CENTIVES, INC. (Name of Issuer) COMMON STOCK, USD $0.01 PAR VALUE PER SHARE (Title of Class of Securities) 26830H103 (CUSIP Number) OCTOBER 19, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) ----------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ------------------- --------------------- CUSIP NO. 26830H103 13G PAGE 2 OF 6 PAGES ------------------- --------------------- -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Peter Friedli -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 2,249,608 SHARES ---------------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 19,838,498 OWNED BY ---------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER EACH 2,249,608 REPORTING ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER PERSON WITH 19,838,498 -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,088,106 -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 58.5% -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! ------------------- --------------------- CUSIP NO. 26830H103 13G PAGE 3 OF 6 PAGES ------------------- --------------------- -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Venturetec, Inc. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 9,196,080 OWNED BY ---------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER EACH 0 REPORTING ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER PERSON WITH 9,196,080 -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,196,080 -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.5% -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! ------------------- --------------------- CUSIP NO. 26830H103 13G PAGE 4 OF 6 PAGES ------------------- --------------------- ITEM 1(a). NAME OF ISSUER. e-centives, Inc., a Delaware corporation. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 6901 Rockledge Drive, 7th Floor Bethesda, MD 20817 ITEM 2(a). NAME OF PERSON FILING. (i) Peter Friedli (ii) Venturetec, Inc. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. c/o Friedli Corporate Finance AG Freigutstrasse 5 Zurich, Switzerland ITEM 2(c). CITIZENSHIP. (i) Peter Friedli - Citizen of Switzerland (ii) Venturetec, Inc. - British Virgin Islands ITEM 2(d). TITLE OF CLASS OF SECURITIES. This statement relates to shares of the Issuer's common stock, par value $0.01 per share. ITEM 2(e). CUSIP NUMBER. 26830H103 ITEM 3. CAPACITY IN WHICH PERSON IS FILING IF STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c): Not Applicable. ITEM 4. OWNERSHIP. Incorporated by reference to Items (5) - (9) and (11) of the cover page. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ------------------- --------------------- CUSIP NO. 26830H103 13G PAGE 5 OF 6 PAGES ------------------- --------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. The 22,088,106 shares beneficially owned by Mr. Friedli include 40,000 shares issuable upon exercise of vested stock options and 110,000 shares issuable upon exercise of warrants to purchase held by Mr. Friedli individually, as well as shares of common stock and common stock underlying warrants held by entities over which Mr. Friedli has control, as follows: Joyce, Ltd. - 235,000 shares of common stock; Pine Inc. - 4,598,765 shares of common stock, and 20,000 warrant shares; Savetech, Inc. -- 165,383 shares of common stock; Spring Technology Corp. -- 177,520 shares of common stock and 200,000 warrant shares; Venturetec, Inc. - 9,196,080 shares of common stock; USVentech -- 145,750 shares of common stock; and InVenture Inc. - 4,950,000 shares of common stock. As investment advisor to these entities, Mr. Friedli shares voting and investment power with respect to these shares. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATIONS. Not Applicable. ------------------- --------------------- CUSIP NO. 26830H103 13G PAGE 6 OF 6 PAGES ------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ PETER FRIEDLI --------------------------------- Peter Friedli Dated: October 26, 2001 VENTURETEC, INC. By: /s/ PETER FRIEDLI --------------------------------- Peter Friedli, President