0000950133-01-502978.txt : 20011030
0000950133-01-502978.hdr.sgml : 20011030
ACCESSION NUMBER: 0000950133-01-502978
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011026
GROUP MEMBERS: VENTURETEC, INC
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FRIEDLI PETER
CENTRAL INDEX KEY: 0001008317
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: FREIGUT STRASSE 5
STREET 2: 8002 ZURICH
CITY: SWITZERLAND
STATE: V8
ZIP: 00000
MAIL ADDRESS:
STREET 1: FREIGUT STRASSE 5
STREET 2: 8002 ZURICH
CITY: SWITZERLAND
STATE: V8
ZIP: 00000
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: E CENTIVES INC
CENTRAL INDEX KEY: 0001092283
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 521988332
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60407
FILM NUMBER: 1767555
BUSINESS ADDRESS:
STREET 1: 6901 ROCKLEDGE DRIVE
STREET 2: 7TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20617
BUSINESS PHONE: 3015646700
MAIL ADDRESS:
STREET 1: 8903 ROCKLEDGE DRIVE
STREET 2: SUITE 1200
CITY: BETHESDA
STATE: MD
ZIP: 20617
SC 13G/A
1
w54262sc13ga.txt
STATEMENT OF ACQUISITION, AMENDMENT #1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
------------
SCHEDULE 13G
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 1)(1)
E-CENTIVES, INC.
(Name of Issuer)
COMMON STOCK, USD $0.01 PAR VALUE PER SHARE
(Title of Class of Securities)
26830H103
(CUSIP Number)
OCTOBER 19, 2001
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
-----------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
------------------- ---------------------
CUSIP NO. 26830H103 13G PAGE 2 OF 6 PAGES
------------------- ---------------------
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Peter Friedli
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF
2,249,608
SHARES ----------------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
19,838,498
OWNED BY ----------------------------------------------------------------
7. SOLE DISPOSITIVE POWER
EACH
2,249,608
REPORTING ----------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
PERSON WITH
19,838,498
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,088,106
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
58.5%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------- ---------------------
CUSIP NO. 26830H103 13G PAGE 3 OF 6 PAGES
------------------- ---------------------
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Venturetec, Inc.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF
0
SHARES ----------------------------------------------------------------
6. SHARED VOTING POWER
BENEFICIALLY
9,196,080
OWNED BY ----------------------------------------------------------------
7. SOLE DISPOSITIVE POWER
EACH
0
REPORTING ----------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
PERSON WITH
9,196,080
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,196,080
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
22.5%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------- ---------------------
CUSIP NO. 26830H103 13G PAGE 4 OF 6 PAGES
------------------- ---------------------
ITEM 1(a). NAME OF ISSUER.
e-centives, Inc., a Delaware corporation.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES.
6901 Rockledge Drive, 7th Floor
Bethesda, MD 20817
ITEM 2(a). NAME OF PERSON FILING.
(i) Peter Friedli
(ii) Venturetec, Inc.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE.
c/o Friedli Corporate Finance AG
Freigutstrasse 5 Zurich, Switzerland
ITEM 2(c). CITIZENSHIP.
(i) Peter Friedli - Citizen of Switzerland
(ii) Venturetec, Inc. - British Virgin Islands
ITEM 2(d). TITLE OF CLASS OF SECURITIES.
This statement relates to shares of the Issuer's common stock,
par value $0.01 per share.
ITEM 2(e). CUSIP NUMBER.
26830H103
ITEM 3. CAPACITY IN WHICH PERSON IS FILING IF STATEMENT IS FILED
PURSUANT TO RULE 13d-1(b) OR 13d-2(b) OR (c):
Not Applicable.
ITEM 4. OWNERSHIP.
Incorporated by reference to Items (5) - (9) and (11) of the
cover page.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable.
------------------- ---------------------
CUSIP NO. 26830H103 13G PAGE 5 OF 6 PAGES
------------------- ---------------------
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
The 22,088,106 shares beneficially owned by Mr. Friedli include
40,000 shares issuable upon exercise of vested stock options and
110,000 shares issuable upon exercise of warrants to purchase
held by Mr. Friedli individually, as well as shares of common
stock and common stock underlying warrants held by entities over
which Mr. Friedli has control, as follows: Joyce, Ltd. - 235,000
shares of common stock; Pine Inc. - 4,598,765 shares of common
stock, and 20,000 warrant shares; Savetech, Inc. -- 165,383
shares of common stock; Spring Technology Corp. -- 177,520
shares of common stock and 200,000 warrant shares; Venturetec,
Inc. - 9,196,080 shares of common stock; USVentech -- 145,750
shares of common stock; and InVenture Inc. - 4,950,000 shares of
common stock. As investment advisor to these entities, Mr.
Friedli shares voting and investment power with respect to these
shares.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
ITEM 10. CERTIFICATIONS.
Not Applicable.
------------------- ---------------------
CUSIP NO. 26830H103 13G PAGE 6 OF 6 PAGES
------------------- ---------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
By: /s/ PETER FRIEDLI
---------------------------------
Peter Friedli
Dated: October 26, 2001 VENTURETEC, INC.
By: /s/ PETER FRIEDLI
---------------------------------
Peter Friedli, President